Governance & Compliance Reviews

It is an independent review of how an organisation is governed and how well it meets its legal, regulatory, and policy obligations. It assesses the governance framework, internal controls, and regulatory compliance, and delivers findings and recommendations. It is distinct from a financial statement audit.

A financial statement audit provides an independent opinion on whether financial statements are true and fair. A governance and compliance review looks at how the organisation is run, assessing the governance framework, internal controls, risk management, and adherence to laws, regulations, and policies.

ASX-listed companies, organisations preparing for a capital raise, listing, or sale, charities and not-for-profits, licence holders, and subsidiaries of larger groups all benefit, as does any board that wants independent assurance that the organisation is being run well and meeting its obligations.

You receive a clear report with risk-rated findings, a gap analysis, and a practical, prioritised remediation roadmap. We can also support you to close the gaps and return to confirm they have been addressed.

Engagements are scoped to minimise disruption. We agree a timetable up front, work objectively and efficiently, and raise queries early rather than saving them for the end, so the process is smooth for your team.